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Get my 71-page career guide “Introduction to Asset Management” here: https://careerguides.io/individual_guide/introduction-to-asset-management
Get my 100-page career guide “Introduction to Investment Banking” here: https://careerguides.io/individual_guide/introduction-to-investment-bankin
TIME STAMP:
00:00 – Introduction
00:50 – IBD Compliance Overview
02:28 – Advantages and disadvantages for employees
06:27 – Role overview
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Curious about careers in high finance? In this informative video, we explore the role of a compliance officer in investment banking and provide valuable insight into their responsibilities and the critical importance of regulatory compliance in the industry.
As a Compliance Officer in investment banking, you are on the front line of ensuring that the bank complies with legal and regulatory requirements. In this video, we cover the key responsibilities of this role, including developing and implementing compliance policies, conducting risk assessments, monitoring transactions, and training staff on regulatory policies.
Whether you are a student pursuing a career in high finance, or a professional looking to move into compliance, this video provides valuable information and guidance to help you understand the role and importance in investment banking.
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MY GOLDMAN SACHS CV AND COVER LETTER:
If you would like access to the resume and cover letter (and other useful downloadable files) I used for my offer at Goldman Sachs, visit https://www.officialcvdoctor.com.
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Asset Management explained in detail – https://skl.sh/36oxLE7
Explanation of the investment banking departments – https://skl.sh/2BLIKLE
CV/Résumé for Investment Banking & Consulting – https://skl.sh/3eMerCG
Cover letter for investment banking and consulting – https://skl.sh/3nDGOrb
YouTube success: From beginner to YouTuber – https://skl.sh/3ukVr7R
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ABOUT ME:
Hi! I'm Afzal. I make videos on finance and career. I started my career at Goldman Sachs in the Asset Management department. Now I run this YouTube channel and Simpley (www.simpley.io).
#HighFinanceCareers #InvestmentBanking #ComplianceOfficer #RegulatoryCompliance #FinancialRegulations #RiskAssessment #TransactionMonitoring #CompliancePolicies #InvestmentInsights #CareerDvice #AcademicBackground #ProfessionalSkills #FinancialInstitutions #EthicalConduct #TechnologyImpact #CompliancePractices #FinanceIndustry #CareerTransition # ComplianceGuidelines #CareerDevelopment #FinanceCareers #LegalRequirements #FinancialRegulatoryCompliance #InvestmentBankingCompliance #InvestmentBank #Compliance
PS: Some of the links in this description are affiliate links for which I receive a commission.
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